The Role of the Compliance Officer

The Compliance Officer (CO) is the heart of a practice’s Compliance Program. While compliance is everyone’s job, someone must be in charge. The Compliance Officer is a team member placed in charge of overseeing the implementation and execution of the Compliance program. This brief training outlines the role of the CO in the practice.

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Your Practice’s Code of Conduct

One of the most important elements of a Compliance Program is the Code of Conduct. This single document, easily prepared and implemented, lays a foundation of agreement among all team members that they will all row in the same direction and declare that “as for us and our practice, compliance is paramount”. In this brief…

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